L. Miles Brazie

L. Miles Brazie has served as Chief Executive Officer since 1991, and Chairman since 2011. Mr. Brazie began his career in financial services at the Company in 1977. He graduated with a Bachelor of Science Degree in Business Administration from the University of Dayton in 1979, became a FINRA registered representative in 1978, and a registered investment advisor in 1995. His duties include the day to day management of the company and its subsidiaries, sales and marketing. He is also a registered operations, municipal securities and financial operations principal. In 1998 Mr. Brazie was recognized as one of the leading brokers in the United States by industry publication “Registered Rep.”