Westminster Financial Securities, Inc. maintains information pertaining to its clients’ investment accounts with the strictest confidence. Westminster does not share this information with any third party other than the following:
Westminster shares information pertaining to its client accounts with other subsidiaries of Westminster Financial Companies, Inc. its parent organization. These subsidiaries include Westminster Financial Advisory Corporation, a S.E.C. Registered Investment Advisory Company and Westminster Financial Agencies, Inc., a licensed Insurance General Agency. Additionally, Westminster shares information with those parties that require information only in order to assist Westminster in processing client request and/or servicing client accounts, or if required to do so by regulation or law.
Westminster may submit information provided by you to third party credit and/or verification bureaus in order to comply with the identity verification requirements of the USA PATRIOT Act. By establishing this account you specifically authorize Westminster to verify through means of its choosing and in its unrestricted discretion that the information you have provided is true and accurate. Providing false information is illegal and subject to federal criminal and/or civil penalties.
For more information regarding this policy, or if you object to the sharing of information as described above, please contact Westminster Financial Securities Inc., by phone at (800) 235-PLAN (7526) or by mail at: Westminster Financial Securities, Inc. 40 North Main Street; Suite 2400, Dayton OH 45423.